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Paper III Lean verification

The canonical package in verification/paper3/lean/ contains 167 receipt-backed Lean declarations. A pristine Home-Dell rebuild completed 8,696 jobs under Lean v4.32.2 and mathlib revision 905b95818eb32af7874a58b427f50c1711a5e96c. The live axiom audit accepts only propext, Classical.choice, and Quot.sound; it rejects sorryAx.

This page separates three statuses:

  • Verified means the stated finite, algebraic, or modewise claim is proved in Lean, included in AxiomCheck.lean, and bound by the receipt.
  • Partially verified means a named analytical result has a specified algebraic core proved, but the full PDE or functional-analytic assertion is not formalized.
  • Not formalized means no Lean proof is claimed. This does not mean the manuscript statement is false.

Verified statements

Manuscript statement Receipt-backed Lean evidence Exact boundary
Positive equilibrium, equation (1.4), p. 4, label E:equilibrium Paper3Thresholds.equilibriumU_pos, equilibriumV_pos, equilibrium_logistic_residual, equilibrium_signal_residual Positivity and both constant steady-state residual identities.
Linear cosine modes and growth rate, equations (1.5)--(1.7), p. 5, labels E:main-linear-PE1, E:sigma_n, E:main-linear-PE2; Lemma 2.2, p. 11, label L:eigenvalues Paper3Eigenmodes.hasDerivAt_mode, second_deriv_mode, mode_neumann_boundary, coupled_mode_substitution, cosine_mode_linearized_residuals Each concrete Neumann cosine eigenpair and its coupled u/v substitution are proved. No stronger operator-spectrum completeness claim is added.
Modal threshold and lower bound, equations (1.8)--(1.9), p. 5, labels E:chi-star, E:chi-star-lower Paper3Thresholds.modeFactor_lower_bound, modeFactor_eq_lower_bound, modeFactor_zero_isGLB, modeThreshold_lower_bound, isMinMode_beta_iff, modeThreshold_succ_tendsto_atTop, exists_minimizing_positive_mode Sharp pointwise bound, equality for a*alpha>0, the minimal a=0 greatest-lower-bound endpoint, positivity, divergence, discrete attainment, and beta-independent minimizers.
Positivity and beta monotonicity of the crossing coefficient, equations (1.13), p. 7, and (4.2), p. 31, labels E:alpha-beta-defs, E:alpha_n0-minimal Paper3Model.alphaN0_pos, alphaN0_strictAnti, alphaN0_pos_minimal, c2_pos_iff_betaN0_pos, c2_neg_iff_betaN0_neg Both model classes under primitive parameter positivity; the sign of c2 follows from the sign of beta_n0.
Bilinear and trilinear cosine integrals, Lemma 2.3, p. 11, label L:trig-integrals Paper3TrigFinite.integral_range_bilinear_nat, integral_range_trilinear_nat; Paper3TrigInfinite.integral_cosineSeries_bilinear, integral_cosineSeries_trilinear Both finite and ell^1 displays, all three/seven index families, constant-mode corrections, absolute summability, and integral/series interchanges.
Scalar Taylor coefficients, equations (3.2)--(3.3), pp. 13--14, labels E:local-bifurcation-eq2, E:local-bifurcation-eq3 Paper3Taylor.sensitivity_weight_derivatives, mobility_density_derivatives, signal_derivatives, logistic_derivatives, taylor_factorial_normalization Scalar derivatives and factorial coefficients through cubic order; not the function-valued remainder estimates.
Positive-mode elliptic solve, equation (3.9), p. 16, label E:vk=uk Paper3ModalEquation.bilinearMain_self_eq, trilinearMain_self_eq, elliptic_mode_solution, elliptic_mode_denominator_ne_zero Exact three/seven-family coefficient sums and the denominator-aware projected solve.
Projected modal ODE coefficients, equations (3.14a)--(3.15), pp. 20--21, labels E:mode-ode-u0, E:mode-ode-uk, E:Fk-def Paper3ModalODE.average_mode_quadratic_projection, positive_mode_quadratic_projection, positive_mode_cubic_projection, chemotactic_quotient_cancels_of_pos Exact zero-mode square collection, normalized -q2/4 and -q3/24 positive-mode coefficients, and cancellation of positive sensitivity.
Quadratic center-graph coefficients, equations (3.21), (3.26a)--(3.26b), pp. 23--24, labels E:a_0,i, E:a_k,i-zero, E:a_k,i>0; minimal equations (4.9a)--(4.9b), p. 33 Paper3CenterJet.coefficients_of_quadratic_jet_residual, nonminimal_constant_mode_coefficients, nonminimal_second_mode_coefficients, minimal_second_mode_coefficients, nonminimal_p2_invariance_solution, minimal_p2_invariance_solution Finite jet residual extraction and nonzero spectral-denominator wrappers; not analytic center-manifold existence.
Quadratic forcing and compact cubic chemotactic projection, equations (3.25), (3.29), p. 24, labels E:Gamma2n0-explicit, E:Gamma-n0-explicit; minimal equations (4.8), p. 32, and (4.11), p. 33 Paper3QuadraticProjection.normalized_second_mode_projection, nonminimal_chiGamma2_eq_affine, minimal_chiGamma2_eq_affine; Paper3CubicProjection.normalized_critical_projection, nonminimal_Gamma3_eq_projected_compact, minimal_Gamma3_eq_projected_compact Independent finite harmonic projections and bridges to both raw model definitions.
Logistic harmonic and reduced cubic assembly, equations (3.27), (3.31), pp. 24--25, labels E:S2S3-center, E:beta-n0; minimal equation (4.13), p. 33, label E:beta-n0-minimal Paper3ReducedAssembly.normalized_quadratic_logistic_projection, normalized_cubic_logistic_projection, nonminimal_betaRaw_eq_projected_channels, minimal_betaRaw_eq_projected_channel Exact finite assembly of the projected logistic and chemotactic channels.
Quadratic dependence on beta, equation (3.32), p. 26, label E:beta-quadratic, and minimal equation (4.13), p. 33 Paper3QuadraticABC.beta_quadratic, Paper3MinimalABC.betaMin_quadratic, Paper3QuadraticABC.regime_classification Exact A*beta^2+B*beta+C identities. Regime classification is conditional on A<0<C and a supplied positive root; concrete parameter signs remain T2 evidence.
Cubic scalar normal-form conclusions, equations (3.30), p. 25, and (4.12), p. 33, labels E:center-ODE-final, E:center-ODE-final-minimal Paper3NormalForm.nonzero_equilibrium_branch_side, branch_amplitudes, nonzero_equilibrium_eq_branch, deriv_at_nonzero_equilibrium, supercritical_deriv_neg, subcritical_deriv_pos Exact cubic branch side, two leading roots, uniqueness among nonzero roots, and scalar derivative signs. Remainder perturbation and PDE lifting are excluded.
Fixed-mode semidiscrete consistency, Proposition 1.3, p. 9, label P:semidiscrete-threshold; equations (6.2)--(6.3), p. 37, labels E:disc-eigenvalues, E:disc-threshold Paper3Semidiscrete.discLam_eq_continuum_mul_sinc_sq, discLam_tendsto_continuum, modeThreshold_disc_tendsto Exact discrete-eigenvalue identity and convergence of each fixed positive mode and its threshold.
Discrete/continuum ordering and minimal-model mesh minimum, pp. 37 and 41 Paper3DiscreteOrdering.discLam_lt_continuum, modeFactor_lt_of_turning_le, modeFactor_lt_of_le_turning; Paper3Semidiscrete.minimalDiscThreshold_isLeast, minimalDiscThreshold_tendsto Strict represented-mode eigenvalue underestimate, both threshold-map ordering regimes, exact mode-one minimum in the minimal model, and convergence of those minima.
Conservative trapezoidal mass, equation (6.6), p. 41, label E:main-DIS-conservative, and the following unnumbered assertion Paper3ConservativeMass.flux_difference_telescope, conservative_flux_mass_rate_zero, conservative_scheme_preserves_trapezoidal_mass For arbitrary face fluxes and node rates satisfying (6.6), the half-weighted endpoints and all interior differences cancel exactly. Trajectory existence/differentiability is not asserted.

Partially verified named results

Named result What Lean verifies What remains outside the proof package
Proposition 1.2, p. 5, label P:review-prop-2 Paper3LinearRegime proves every represented positive-mode growth rate is negative below, zero at, and positive above its modal threshold. Full semigroup stability/instability and nonlinear PDE consequences.
Theorem 1.1, p. 7, label T:local-bifurcation-1 Non-minimal Taylor coefficients, modal projections, center-jet coefficients, cubic assembly, branch side, leading amplitudes, and scalar stability signs. Existence of PDE branches, local uniqueness, Hadamard/implicit-function arguments, remainder control, elliptic regularity, and stability lifting to the PDE.
Theorem 1.2, p. 8, label T:local-bifurcation-2 The analogous fixed-mass minimal-model finite jet, coefficient assembly, branch side, leading amplitudes, and scalar signs. Center-manifold existence in the fixed-mass phase space, PDE branch existence/uniqueness, remainder control, and PDE stability lifting.
Center-manifold calculations in Sections 3--4 Independent finite invariance residuals and harmonic projections recover the displayed graph and cubic coefficients. Existence, smoothness, and invariance of the analytic center manifold itself.

Not formalized

Manuscript statement Why it is not claimed as Lean-verified
Proposition 1.1, p. 4, label P:review-prop-1 PDE well-posedness and global existence require a substantial parabolic/elliptic estimates library; this paper only reviews the result.
Lemma 2.1, p. 10, label L:center-manifold-reduction The general sectorial-operator center-manifold theorem, analytic semigroups, and local semiflow machinery are outside this finite verification package.
Full Theorems 1.1 and 1.2, pp. 7--8 Their finite algebraic cores are listed above, but the complete functional-analytic bifurcation and PDE stability arguments are not formalized.
Theorem 1.3, p. 9, label T:global-bifurcation Unilateral global continuation requires infinite-dimensional topology, compactness, and global bifurcation machinery not developed here.
Full Proposition 1.2, p. 5 Only the exact modewise sign algebra is formalized; semigroup-level stability is not.
Numerical figures, tables, fitted slopes, residual measurements, and mesh observations These are empirical T1/T2 artifacts checked by numerical validators and manifests. Lean does not turn floating-point measurements into analytical PDE theorems.
Function-valued Taylor remainder estimates and root perturbation by remainders Lean checks scalar derivatives and the exact cubic polynomial, not the Banach-space remainder bounds, Hadamard lemma, or implicit-function step.

Residual trust boundary

Lean checks consequences of the formal definitions. The primitive model parameters and initial scalar/modal formulas are a transcription of the manuscript, so fidelity of that initial transcription remains a human-reviewed seam. The package reduces that seam by independently deriving the finite harmonic projections, invariance-residual solutions, and reduced coefficient assembly instead of merely restating the final formulas.

The receipt records source hashes, the toolchain, all dependency revisions, and the live axiom result. See the lean/README.md for rebuild instructions and detailed theorem mapping.